Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1001
$98K ﹤0.01%
6,104
-50,772
1002
$98K ﹤0.01%
483
+294
1003
$98K ﹤0.01%
744
+736
1004
$97K ﹤0.01%
1,726
+1,606
1005
$97K ﹤0.01%
10,110
-12,615
1006
$97K ﹤0.01%
13,545
-64,046
1007
$97K ﹤0.01%
+5,145
1008
$97K ﹤0.01%
+9,033
1009
$96K ﹤0.01%
13,426
-1,368
1010
$96K ﹤0.01%
7,824
-18,409
1011
$95K ﹤0.01%
9,233
+5,821
1012
$95K ﹤0.01%
1,029
+816
1013
$95K ﹤0.01%
10,342
+3,459
1014
$95K ﹤0.01%
1,089
+929
1015
$95K ﹤0.01%
+17,465
1016
$94K ﹤0.01%
+1,166
1017
$94K ﹤0.01%
+18,559
1018
$94K ﹤0.01%
3,114
-2,434
1019
$94K ﹤0.01%
1,645
+585
1020
$94K ﹤0.01%
768
+256
1021
$93K ﹤0.01%
+4,048
1022
$93K ﹤0.01%
14,702
+13,742
1023
$93K ﹤0.01%
+6,094
1024
$93K ﹤0.01%
19,690
+18,927
1025
$93K ﹤0.01%
2,594
+1,130