Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1001
$72K ﹤0.01%
14,560
-50,830
1002
$72K ﹤0.01%
+3,784
1003
$72K ﹤0.01%
+3,583
1004
$72K ﹤0.01%
19,234
+12,078
1005
$71K ﹤0.01%
14,696
+1,915
1006
$71K ﹤0.01%
2,795
-1,517
1007
$71K ﹤0.01%
10,124
+5,008
1008
$71K ﹤0.01%
+2,327
1009
$71K ﹤0.01%
26,123
+16,125
1010
$71K ﹤0.01%
3,842
+2,013
1011
$70K ﹤0.01%
3,693
-1,123
1012
$70K ﹤0.01%
1,750
+751
1013
$70K ﹤0.01%
37,171
+11,934
1014
$70K ﹤0.01%
5,122
-19,786
1015
$70K ﹤0.01%
+6,654
1016
$69K ﹤0.01%
+1,302
1017
$69K ﹤0.01%
3,998
+1,936
1018
$69K ﹤0.01%
10,209
-48,207
1019
$69K ﹤0.01%
+2,003
1020
$69K ﹤0.01%
16,581
-46,956
1021
$69K ﹤0.01%
3,599
-16,870
1022
$69K ﹤0.01%
7,172
+4,115
1023
$68K ﹤0.01%
+2,556
1024
$68K ﹤0.01%
2,602
-58,323
1025
$68K ﹤0.01%
18,430
-761