Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.51B
AUM Growth
-$75.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,525
New
Increased
Reduced
Closed

Top Buys

1 +$84.3M
2 +$37M
3 +$32.3M
4
MU icon
Micron Technology
MU
+$29.4M
5
QCOM icon
Qualcomm
QCOM
+$18M

Top Sells

1 +$29.8M
2 +$29.3M
3 +$27.7M
4
BKNG icon
Booking.com
BKNG
+$26M
5
T icon
AT&T
T
+$20.8M

Sector Composition

1 Technology 20.65%
2 Communication Services 17.64%
3 Consumer Discretionary 14.77%
4 Healthcare 11.1%
5 Financials 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1001
$67K ﹤0.01%
5,461
+2,952
1002
$67K ﹤0.01%
+2,143
1003
$67K ﹤0.01%
+980
1004
$67K ﹤0.01%
+1
1005
$67K ﹤0.01%
4,936
+2,424
1006
$66K ﹤0.01%
2,800
-2,678
1007
$66K ﹤0.01%
2,050
+1,714
1008
$66K ﹤0.01%
2,616
+2,308
1009
$66K ﹤0.01%
2,487
-2,019
1010
$66K ﹤0.01%
+3,325
1011
$66K ﹤0.01%
+2,631
1012
$66K ﹤0.01%
525
+490
1013
$65K ﹤0.01%
+9,484
1014
$65K ﹤0.01%
521
-168
1015
$65K ﹤0.01%
2,627
-15,444
1016
$65K ﹤0.01%
26,853
+21,889
1017
$65K ﹤0.01%
4,680
+3,217
1018
$65K ﹤0.01%
454
-11,509
1019
$64K ﹤0.01%
+1,153
1020
$64K ﹤0.01%
2,021
+675
1021
$64K ﹤0.01%
+2,860
1022
$64K ﹤0.01%
221
+188
1023
$64K ﹤0.01%
1,102
-810
1024
$64K ﹤0.01%
6,112
+3,155
1025
$63K ﹤0.01%
60
+27