Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$791M
AUM Growth
+$153M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,551
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$18.1M
3 +$14.9M
4
BIIB icon
Biogen
BIIB
+$13.7M
5
V icon
Visa
V
+$13.3M

Top Sells

1 +$37.4M
2 +$20.1M
3 +$15.8M
4
C icon
Citigroup
C
+$13.9M
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
+$12.9M

Sector Composition

1 Communication Services 12.51%
2 Healthcare 12.38%
3 Technology 12.22%
4 Consumer Discretionary 8.59%
5 Financials 8.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1001
$36K ﹤0.01%
952
-3,681
1002
$36K ﹤0.01%
2,550
+1,915
1003
$36K ﹤0.01%
+6,786
1004
$36K ﹤0.01%
+2,619
1005
$36K ﹤0.01%
654
-671
1006
$36K ﹤0.01%
869
-103
1007
$35K ﹤0.01%
+109
1008
$35K ﹤0.01%
+1,040
1009
$35K ﹤0.01%
+1,475
1010
$35K ﹤0.01%
+3,023
1011
$35K ﹤0.01%
2,546
+1,732
1012
$34K ﹤0.01%
7,325
+5,648
1013
$34K ﹤0.01%
4,173
+3,421
1014
$34K ﹤0.01%
+504
1015
$34K ﹤0.01%
1,266
+813
1016
$34K ﹤0.01%
11,242
-1,528
1017
$34K ﹤0.01%
+3,831
1018
$33K ﹤0.01%
+6
1019
$33K ﹤0.01%
3,540
+2,478
1020
$33K ﹤0.01%
+251
1021
$33K ﹤0.01%
+960
1022
$33K ﹤0.01%
1,937
+148
1023
$33K ﹤0.01%
+12,746
1024
$32K ﹤0.01%
2,783
+1,408
1025
$32K ﹤0.01%
57
+31