Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$646M
AUM Growth
-$129M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,493
New
Increased
Reduced
Closed

Top Buys

1 +$27.5M
2 +$16.3M
3 +$13.9M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$10.4M
5
GILD icon
Gilead Sciences
GILD
+$10.4M

Top Sells

1 +$95.3M
2 +$21.1M
3 +$20M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$12.1M

Sector Composition

1 Healthcare 13.63%
2 Communication Services 9.81%
3 Consumer Discretionary 9.7%
4 Technology 9.67%
5 Financials 9.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1001
$41K ﹤0.01%
478
-432
1002
$41K ﹤0.01%
+2,153
1003
$41K ﹤0.01%
2,008
+819
1004
$41K ﹤0.01%
+1,067
1005
$41K ﹤0.01%
9,920
+9,136
1006
$41K ﹤0.01%
5,490
-1,021
1007
$41K ﹤0.01%
2,377
-7,184
1008
$40K ﹤0.01%
5,075
+1,684
1009
$40K ﹤0.01%
+271
1010
$40K ﹤0.01%
192
-1,523
1011
$40K ﹤0.01%
+8,318
1012
$40K ﹤0.01%
+542
1013
$40K ﹤0.01%
894
+242
1014
$40K ﹤0.01%
+1,799
1015
$40K ﹤0.01%
+2,060
1016
$40K ﹤0.01%
5,196
+2,878
1017
$39K ﹤0.01%
+2,045
1018
$39K ﹤0.01%
1,525
-802
1019
$39K ﹤0.01%
+6,809
1020
$39K ﹤0.01%
+1,705
1021
$39K ﹤0.01%
+1,247
1022
$39K ﹤0.01%
+1,000
1023
$39K ﹤0.01%
+4,419
1024
$39K ﹤0.01%
45
-24
1025
$39K ﹤0.01%
+760