Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
976
$150K ﹤0.01%
4,521
-6,051
977
$150K ﹤0.01%
7,071
-1,364
978
$150K ﹤0.01%
46,074
+15,833
979
$150K ﹤0.01%
11,517
-170,920
980
$150K ﹤0.01%
1,274
+934
981
$149K ﹤0.01%
+761
982
$148K ﹤0.01%
21,623
-20,394
983
$148K ﹤0.01%
+16,902
984
$148K ﹤0.01%
+597
985
$148K ﹤0.01%
2,632
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986
$147K ﹤0.01%
36,732
+25,554
987
$147K ﹤0.01%
+2,925
988
$147K ﹤0.01%
4,253
-8,674
989
$146K ﹤0.01%
+15,837
990
$146K ﹤0.01%
6,537
+64
991
$146K ﹤0.01%
66,545
+40,038
992
$146K ﹤0.01%
+45,818
993
$145K ﹤0.01%
38,722
+10,110
994
$145K ﹤0.01%
11,084
+7,746
995
$145K ﹤0.01%
6,338
-5,644
996
$144K ﹤0.01%
+1,043
997
$144K ﹤0.01%
10,790
-2,801
998
$144K ﹤0.01%
3,386
-8,599
999
$144K ﹤0.01%
12,867
+12,284
1000
$144K ﹤0.01%
+32,143