Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
976
$252K ﹤0.01%
+17,173
977
$251K ﹤0.01%
3,450
+541
978
$251K ﹤0.01%
+5,451
979
$251K ﹤0.01%
141,022
+138,685
980
$250K ﹤0.01%
25,682
+24,641
981
$250K ﹤0.01%
14,154
-7,236
982
$249K ﹤0.01%
+18,716
983
$249K ﹤0.01%
27,780
+27,353
984
$249K ﹤0.01%
+4,426
985
$249K ﹤0.01%
9,348
-34,445
986
$248K ﹤0.01%
7,624
+4,926
987
$248K ﹤0.01%
+11,426
988
$248K ﹤0.01%
5,644
+1,440
989
$247K ﹤0.01%
+8,218
990
$247K ﹤0.01%
+40,967
991
$247K ﹤0.01%
+9,345
992
$244K ﹤0.01%
21,965
+9,461
993
$244K ﹤0.01%
19,088
+15,100
994
$244K ﹤0.01%
21,690
+20,851
995
$244K ﹤0.01%
+3,671
996
$243K ﹤0.01%
14,517
-8,249
997
$243K ﹤0.01%
1,161
-1,623
998
$243K ﹤0.01%
1,793
+1,437
999
$243K ﹤0.01%
+8,374
1000
$242K ﹤0.01%
2,898
+2,436