Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
976
$106K ﹤0.01%
+2,185
977
$105K ﹤0.01%
20,751
-5,788
978
$105K ﹤0.01%
6,668
-54,705
979
$105K ﹤0.01%
+6,818
980
$104K ﹤0.01%
+7,717
981
$104K ﹤0.01%
69,967
-275,608
982
$103K ﹤0.01%
15,685
-49,950
983
$103K ﹤0.01%
13,658
-13,326
984
$103K ﹤0.01%
+3,874
985
$103K ﹤0.01%
+5,619
986
$103K ﹤0.01%
+10,336
987
$102K ﹤0.01%
+10,904
988
$102K ﹤0.01%
5,489
-1,961
989
$102K ﹤0.01%
3,983
-1,361
990
$101K ﹤0.01%
8,937
-80,171
991
$101K ﹤0.01%
19,393
+15,434
992
$101K ﹤0.01%
+20,127
993
$100K ﹤0.01%
4,249
+3,792
994
$100K ﹤0.01%
10,222
-1,436
995
$100K ﹤0.01%
+2,768
996
$99K ﹤0.01%
5,752
+1,638
997
$99K ﹤0.01%
8,937
-33,391
998
$98K ﹤0.01%
9,425
-7,122
999
$98K ﹤0.01%
+2,188
1000
$98K ﹤0.01%
56,094
-3,513