Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$614M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,544
New
Increased
Reduced
Closed

Top Buys

1 +$38.4M
2 +$23.7M
3 +$23.6M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$21.7M
5
WFC icon
Wells Fargo
WFC
+$20.4M

Top Sells

1 +$21.6M
2 +$17.2M
3 +$13.3M
4
LLY icon
Eli Lilly
LLY
+$9.69M
5
MA icon
Mastercard
MA
+$8.27M

Sector Composition

1 Technology 14.2%
2 Communication Services 13.46%
3 Consumer Discretionary 12.76%
4 Healthcare 12.43%
5 Financials 10.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
976
$80K ﹤0.01%
+2,564
977
$80K ﹤0.01%
+2,872
978
$79K ﹤0.01%
2,096
+1,939
979
$79K ﹤0.01%
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980
$79K ﹤0.01%
2,844
+2,595
981
$78K ﹤0.01%
6,286
+5,640
982
$78K ﹤0.01%
+1,178
983
$78K ﹤0.01%
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$77K ﹤0.01%
3,815
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$77K ﹤0.01%
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$77K ﹤0.01%
2,411
-44,606
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$76K ﹤0.01%
689
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988
$76K ﹤0.01%
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$76K ﹤0.01%
8,321
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$75K ﹤0.01%
+15,440
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$75K ﹤0.01%
1,021
-406
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$74K ﹤0.01%
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993
$74K ﹤0.01%
2,092
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994
$73K ﹤0.01%
2,054
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$73K ﹤0.01%
2,287
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$73K ﹤0.01%
+3,136
997
$73K ﹤0.01%
+2,107
998
$73K ﹤0.01%
204
+8
999
$73K ﹤0.01%
26,640
+1,269
1000
$73K ﹤0.01%
13,410
-13,795