Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.69%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
76
$7.53M 0.2%
+31,359
77
$7.49M 0.2%
+38,235
78
$7.2M 0.19%
+56,103
79
$7.19M 0.19%
200,964
+18,444
80
$7.18M 0.19%
55,989
+51,285
81
$7.08M 0.19%
+101,293
82
$7.08M 0.19%
+29,788
83
$7.07M 0.19%
+38,899
84
$7.06M 0.19%
+99,795
85
$7M 0.19%
17,111
+10,820
86
$6.8M 0.18%
782,837
-351,596
87
$6.79M 0.18%
+44,482
88
$6.63M 0.18%
126,513
+116,965
89
$6.59M 0.18%
307,199
+259,106
90
$6.56M 0.18%
69,771
-49,274
91
$6.54M 0.18%
+166,816
92
$6.31M 0.17%
+93,519
93
$6.2M 0.17%
+34,096
94
$6.04M 0.16%
52,823
-29,472
95
$5.92M 0.16%
346,801
+195,850
96
$5.91M 0.16%
101,068
+96,548
97
$5.9M 0.16%
560,576
+268,614
98
$5.9M 0.16%
56,446
-21,501
99
$5.87M 0.16%
511,945
-574,859
100
$5.8M 0.16%
124,762
+25,611