Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
76
$9.43M 0.01%
1,010,899
-499,958
77
$9.43M 0.01%
28,203
+9,985
78
$9.12M 0.01%
44,409
+20,544
79
$9.09M 0.01%
987,082
+510,795
80
$9.07M 0.01%
122,059
+72,013
81
$9.03M 0.01%
763,945
+455,964
82
$8.98M 0.01%
+40,705
83
$8.89M 0.01%
668,270
-33,637
84
$8.8M ﹤0.01%
38,977
+36,487
85
$8.76M ﹤0.01%
+81,429
86
$8.61M ﹤0.01%
558,783
-698,996
87
$8.58M ﹤0.01%
77,035
-111,189
88
$8.56M ﹤0.01%
+42,093
89
$8.49M ﹤0.01%
+100,875
90
$8.47M ﹤0.01%
856,083
+154,437
91
$8.29M ﹤0.01%
345,796
+194,722
92
$8.04M ﹤0.01%
21,761
+1,130
93
$8.01M ﹤0.01%
286,661
+35,484
94
$8M ﹤0.01%
71,391
+27,446
95
$7.76M ﹤0.01%
8,469
+6,209
96
$7.47M ﹤0.01%
10,781
-6,317
97
$7.43M ﹤0.01%
158,536
+6,184
98
$7.37M ﹤0.01%
1,850,822
+1,244,035
99
$7.06M ﹤0.01%
313,699
-75,446
100
$6.95M ﹤0.01%
96,980
+29,777