Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
76
$8.32M ﹤0.01%
99,260
+73,106
77
$8.27M ﹤0.01%
+56,165
78
$8.23M ﹤0.01%
48,389
-125,600
79
$8.21M ﹤0.01%
489,874
+186,487
80
$8.14M ﹤0.01%
1,097,648
+514,826
81
$8.02M ﹤0.01%
20,631
+4,680
82
$7.98M ﹤0.01%
+41,837
83
$7.88M ﹤0.01%
82,211
-16,826
84
$7.88M ﹤0.01%
701,907
+501,061
85
$7.76M ﹤0.01%
152,352
-8,463
86
$7.74M ﹤0.01%
4,207
+2,265
87
$7.66M ﹤0.01%
183,370
+79,072
88
$7.61M ﹤0.01%
262,966
-1,932,294
89
$7.6M ﹤0.01%
+169,441
90
$7.58M ﹤0.01%
+69,490
91
$7.54M ﹤0.01%
+27,543
92
$7.53M ﹤0.01%
130,339
-6,410
93
$7.41M ﹤0.01%
701,646
+609,031
94
$7.28M ﹤0.01%
42,596
-31,736
95
$7.27M ﹤0.01%
1,088,972
+226,195
96
$7.22M ﹤0.01%
65,606
+58,757
97
$7.2M ﹤0.01%
275,492
+139,491
98
$6.99M ﹤0.01%
9,857
+6,164
99
$6.93M ﹤0.01%
347,374
-107,839
100
$6.88M ﹤0.01%
11,078
+10,177