Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.21B
AUM Growth
+$485M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,622
New
Increased
Reduced
Closed

Top Buys

1 +$117M
2 +$97.6M
3 +$73.4M
4
C icon
Citigroup
C
+$45.8M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$41.5M

Top Sells

1 +$149M
2 +$107M
3 +$58.6M
4
COIN icon
Coinbase
COIN
+$56.5M
5
NVDA icon
NVIDIA
NVDA
+$48.2M

Sector Composition

1 Technology 16.06%
2 Consumer Discretionary 14.45%
3 Communication Services 10.03%
4 Financials 9.44%
5 Healthcare 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
76
$8.78M 0.01%
+51,516
77
$8.75M 0.01%
289,861
-4,184
78
$8.69M 0.01%
+31,745
79
$8.42M 0.01%
391,260
-128,334
80
$8.42M 0.01%
110,977
-12,028
81
$8.38M 0.01%
+53,299
82
$8.37M 0.01%
57,932
+12,692
83
$8.19M 0.01%
33,881
+33,844
84
$8.01M 0.01%
226,137
+10,430
85
$7.68M ﹤0.01%
112,500
+52,279
86
$7.57M ﹤0.01%
73,151
+8,246
87
$7.43M ﹤0.01%
201,271
+1,390
88
$7.24M ﹤0.01%
427,917
-168,886
89
$7.22M ﹤0.01%
199,746
-40,056
90
$7.17M ﹤0.01%
107,529
+92,446
91
$7.12M ﹤0.01%
33,797
+25,584
92
$7.11M ﹤0.01%
44,641
+5,260
93
$7.09M ﹤0.01%
+86,916
94
$6.75M ﹤0.01%
647,080
+13,103
95
$6.54M ﹤0.01%
32,798
+10,030
96
$6.47M ﹤0.01%
+172,996
97
$6.34M ﹤0.01%
168,326
-934,889
98
$6.3M ﹤0.01%
+60,186
99
$6.27M ﹤0.01%
211,467
+967
100
$6.25M ﹤0.01%
688,992
-1,267,790