Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
76
$6.61M 0.01%
35,597
+24,268
77
$6.54M 0.01%
+82,521
78
$6.18M 0.01%
48,950
+46,790
79
$6.04M 0.01%
76,477
-251,027
80
$6.04M 0.01%
140,775
-58,045
81
$5.97M 0.01%
+79,605
82
$5.77M 0.01%
+201,603
83
$5.63M 0.01%
87,070
+80,871
84
$5.59M 0.01%
20,010
+15,638
85
$5.5M 0.01%
+40,958
86
$5.48M 0.01%
19,083
+19,081
87
$5.48M 0.01%
61,713
-33,861
88
$5.41M 0.01%
406,401
+74,307
89
$5.37M 0.01%
419,017
+411,384
90
$5.37M 0.01%
165,942
+45,177
91
$5.31M 0.01%
+32,345
92
$5.28M 0.01%
+83,733
93
$5.24M 0.01%
334,566
+256,432
94
$5.22M 0.01%
61,916
-163,667
95
$5.18M 0.01%
+94,560
96
$5.13M 0.01%
126,024
+70,187
97
$5.11M 0.01%
36,477
+5,060
98
$5.1M 0.01%
+42,147
99
$5.09M 0.01%
61,069
+3,626
100
$5.06M 0.01%
76,590
+59,898