Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,000
New
Increased
Reduced
Closed

Top Buys

1 +$114M
2 +$85.9M
3 +$61.5M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$45.5M
5
PFE icon
Pfizer
PFE
+$41.6M

Top Sells

1 +$467M
2 +$71.2M
3 +$47.6M
4
INTC icon
Intel
INTC
+$41.9M
5
TSM icon
TSMC
TSM
+$35.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.06%
3 Consumer Discretionary 10.16%
4 Healthcare 8.64%
5 Industrials 6.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
76
$6.61M 0.26%
35,597
+24,268
77
$6.54M 0.25%
+82,521
78
$6.18M 0.24%
48,950
+46,790
79
$6.04M 0.23%
76,477
-251,027
80
$6.04M 0.23%
140,775
-58,045
81
$5.97M 0.23%
+79,605
82
$5.77M 0.22%
+201,603
83
$5.63M 0.22%
87,070
+80,871
84
$5.59M 0.22%
20,010
+15,638
85
$5.5M 0.21%
+40,958
86
$5.48M 0.21%
19,083
+19,081
87
$5.48M 0.21%
61,713
-33,861
88
$5.41M 0.21%
406,401
+74,307
89
$5.37M 0.21%
419,017
+411,384
90
$5.37M 0.21%
165,942
+45,177
91
$5.31M 0.21%
+32,345
92
$5.28M 0.2%
+83,733
93
$5.24M 0.2%
334,566
+256,432
94
$5.22M 0.2%
61,916
-163,667
95
$5.18M 0.2%
+94,560
96
$5.13M 0.2%
126,024
+70,187
97
$5.11M 0.2%
36,477
+5,060
98
$5.1M 0.2%
+42,147
99
$5.09M 0.2%
61,069
+3,626
100
$5.06M 0.2%
76,590
+59,898