Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
76
$6.71M 0.01%
169,106
-107,143
77
$6.67M 0.01%
122,609
+33,930
78
$6.56M 0.01%
+209,164
79
$6.45M 0.01%
140,252
+97,802
80
$6.45M 0.01%
206,389
-208,481
81
$6.39M 0.01%
30,120
-7,392
82
$6.38M 0.01%
74,420
+16,280
83
$6.29M 0.01%
+165,946
84
$6.18M 0.01%
64,397
+1,474
85
$6.08M 0.01%
546,409
-493,933
86
$6.04M 0.01%
49,299
+44,343
87
$5.55M 0.01%
+9,120
88
$5.55M 0.01%
191,476
-99,718
89
$5.52M 0.01%
36,800
+36,647
90
$5.45M 0.01%
+32,368
91
$5.39M 0.01%
63,158
+29,466
92
$5.15M 0.01%
193,028
+183,455
93
$5.14M 0.01%
10,742
-1,696
94
$5.09M 0.01%
438,165
+401,638
95
$5.05M 0.01%
106,957
+102,794
96
$4.88M 0.01%
34,980
+24,767
97
$4.87M 0.01%
+44,055
98
$4.86M 0.01%
332,094
+30,116
99
$4.65M ﹤0.01%
72,481
-43,533
100
$4.63M ﹤0.01%
+51,029