Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
76
$8.93M 0.01%
15,732
+7,793
77
$8.88M 0.01%
53,716
-12,822
78
$8.84M 0.01%
14,671
+14,601
79
$8.84M 0.01%
122,945
+106,075
80
$8.78M 0.01%
47,988
-5,086
81
$8.64M 0.01%
13,115
+8,169
82
$8.58M 0.01%
52,428
-46,926
83
$8.56M 0.01%
476,820
-318,682
84
$8.42M 0.01%
+235,481
85
$8.37M 0.01%
21,953
+1,444
86
$8.32M 0.01%
312,439
-22,374
87
$8.29M 0.01%
152,582
+23,289
88
$8.14M 0.01%
122,310
+34,070
89
$7.98M 0.01%
35,588
+10,151
90
$7.74M 0.01%
81,775
+77,630
91
$7.73M 0.01%
30,635
-26,737
92
$7.73M 0.01%
256,096
+124,181
93
$7.45M 0.01%
+71,396
94
$7.39M 0.01%
79,305
-303,810
95
$7.34M 0.01%
148,658
+147,540
96
$7.34M 0.01%
+63,816
97
$7.33M 0.01%
+80,903
98
$7.15M 0.01%
13,516
+6,242
99
$7.14M 0.01%
114,319
+97,694
100
$7.14M 0.01%
99,747
-50,663