Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
76
$4.97M 0.01%
130,813
+130,505
77
$4.88M 0.01%
+124,530
78
$4.77M 0.01%
134,522
+17,707
79
$4.71M 0.01%
+64,962
80
$4.64M 0.01%
20,804
-21,400
81
$4.52M 0.01%
5,998
+4,315
82
$4.51M 0.01%
18,342
+14,436
83
$4.48M 0.01%
150,430
+130,184
84
$4.38M 0.01%
26,670
-93,750
85
$4.36M 0.01%
32,782
-14,952
86
$4.33M 0.01%
+415,293
87
$4.3M 0.01%
8,855
-6,426
88
$4.3M 0.01%
+42,854
89
$4.29M 0.01%
181,445
+101,905
90
$4.21M 0.01%
27,792
+11,567
91
$4.09M 0.01%
125,751
+61,087
92
$4.05M 0.01%
79,356
+11,251
93
$4.01M 0.01%
89,882
+82,485
94
$4.01M 0.01%
19,167
+738
95
$3.99M 0.01%
36,791
+3,525
96
$3.9M 0.01%
+8,537
97
$3.88M 0.01%
18,054
-8,094
98
$3.82M 0.01%
+15,435
99
$3.79M 0.01%
+25,598
100
$3.7M 0.01%
210,004
+38,832