Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
76
$5.73M 0.01%
139,771
+8,221
77
$5.56M 0.01%
69,470
+56,150
78
$5.38M 0.01%
57,902
+8,103
79
$5.32M 0.01%
23,904
-21,247
80
$5.2M 0.01%
16,052
+6,698
81
$5.16M 0.01%
14,701
-15,068
82
$5.04M 0.01%
+33,072
83
$4.87M 0.01%
116,748
+111,582
84
$4.87M 0.01%
33,031
+22,441
85
$4.71M 0.01%
116,815
+19,472
86
$4.71M 0.01%
25,889
-25,342
87
$4.68M 0.01%
39,319
-20,429
88
$4.66M 0.01%
+90,216
89
$4.59M 0.01%
74,196
+72,208
90
$4.48M 0.01%
+19,140
91
$4.41M 0.01%
20,168
-23,000
92
$4.38M 0.01%
115,602
+83,947
93
$4.35M 0.01%
113,104
-7,066
94
$4.32M 0.01%
270,271
+265,758
95
$4.29M 0.01%
50,142
+12,313
96
$4.28M 0.01%
69,529
+67,499
97
$4.27M 0.01%
23,955
-110,346
98
$4.27M 0.01%
38,302
+8,102
99
$4.23M 0.01%
257,827
+95,308
100
$4.23M 0.01%
18,429
-324