Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
76
$5.38M 0.01%
242,553
-42,514
77
$5.33M 0.01%
148,213
+90,114
78
$5.3M 0.01%
138,600
-219,636
79
$5.25M 0.01%
17,023
-79,001
80
$5.25M 0.01%
110,306
+69,804
81
$5.14M 0.01%
40,280
+40,180
82
$5.13M 0.01%
47,930
+47,301
83
$5.12M 0.01%
112,472
+18,818
84
$4.82M 0.01%
85,596
-35,542
85
$4.72M 0.01%
+63,984
86
$4.58M 0.01%
55,564
+39,782
87
$4.47M 0.01%
71,396
+54,399
88
$4.46M 0.01%
733,286
+214,560
89
$4.41M 0.01%
125,734
+124,410
90
$4.29M 0.01%
+141,132
91
$4.28M 0.01%
+14,128
92
$4.12M 0.01%
+72,515
93
$4.08M 0.01%
47,869
+22,135
94
$4.04M 0.01%
44,023
+22,172
95
$4.03M 0.01%
+9,127
96
$4.01M 0.01%
44,000
-720,820
97
$4M 0.01%
21,667
-15,157
98
$3.98M 0.01%
75,672
-3,220
99
$3.94M 0.01%
+6,310
100
$3.91M 0.01%
506,373
+419,044