Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
76
$2.92M 0.01%
70,344
+49,066
77
$2.91M 0.01%
27,691
+13,672
78
$2.87M 0.01%
15,281
+8,415
79
$2.84M 0.01%
+35,528
80
$2.83M 0.01%
54,793
+30,050
81
$2.74M 0.01%
19,745
+4,672
82
$2.73M 0.01%
32,530
+16,648
83
$2.69M 0.01%
23,000
+13,919
84
$2.69M 0.01%
94,490
+59,644
85
$2.68M 0.01%
26,582
+18,336
86
$2.67M 0.01%
+31,512
87
$2.64M 0.01%
+93,938
88
$2.6M 0.01%
64,512
+64,196
89
$2.58M 0.01%
23,113
+14,892
90
$2.58M 0.01%
+31,845
91
$2.56M 0.01%
19,728
-11,099
92
$2.51M 0.01%
41,252
-2,001
93
$2.49M 0.01%
88,757
+65,537
94
$2.49M 0.01%
102,958
-14,776
95
$2.46M 0.01%
9,110
-14,495
96
$2.45M 0.01%
37,717
+18,841
97
$2.42M 0.01%
45,096
-45,903
98
$2.41M 0.01%
+472,688
99
$2.39M 0.01%
+15,238
100
$2.39M 0.01%
133,677
+118,065