Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$775M
AUM Growth
+$274M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,373
New
Increased
Reduced
Closed

Top Buys

1 +$54.1M
2 +$28.6M
3 +$16.5M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$10.3M

Top Sells

1 +$9.89M
2 +$8.52M
3 +$5.22M
4
INTC icon
Intel
INTC
+$4.74M
5
WBA
Walgreens Boots Alliance
WBA
+$4.67M

Sector Composition

1 Communication Services 22.01%
2 Technology 15.83%
3 Healthcare 11.95%
4 Consumer Discretionary 9.73%
5 Financials 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
76
$1.71M 0.14%
59,070
+46,220
77
$1.7M 0.14%
26,366
+21,015
78
$1.69M 0.14%
22,668
+7,811
79
$1.68M 0.14%
35,956
+12,978
80
$1.68M 0.14%
19,586
-6,660
81
$1.67M 0.14%
12,941
-508
82
$1.65M 0.14%
+17,082
83
$1.63M 0.14%
28,379
+18,689
84
$1.61M 0.13%
+27,223
85
$1.59M 0.13%
22,745
+12,015
86
$1.57M 0.13%
3,079
-435
87
$1.57M 0.13%
17,667
-3,959
88
$1.54M 0.13%
48,215
+32,725
89
$1.53M 0.13%
17,996
+15,788
90
$1.53M 0.13%
21,684
+16,344
91
$1.52M 0.13%
13,095
+2,694
92
$1.51M 0.13%
694
+120
93
$1.47M 0.12%
54,032
+39,832
94
$1.46M 0.12%
6,175
-2,554
95
$1.45M 0.12%
49,734
+4,770
96
$1.43M 0.12%
18,706
+12,713
97
$1.41M 0.12%
18,433
+1,087
98
$1.41M 0.12%
21,777
+16,525
99
$1.41M 0.12%
35,836
+25,755
100
0