Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
951
$84K ﹤0.01%
7,251
-24,386
952
$84K ﹤0.01%
3,774
+1,029
953
$84K ﹤0.01%
+673
954
$84K ﹤0.01%
6,503
+6,395
955
$84K ﹤0.01%
3,433
+3,282
956
$84K ﹤0.01%
+4,901
957
$83K ﹤0.01%
+3,076
958
$82K ﹤0.01%
4,449
-30,744
959
$82K ﹤0.01%
+1,077
960
$81K ﹤0.01%
1,837
-2,236
961
$81K ﹤0.01%
1,844
+1,686
962
$81K ﹤0.01%
+852
963
$81K ﹤0.01%
813
+594
964
$81K ﹤0.01%
6,293
+1,423
965
$80K ﹤0.01%
2,946
+1,917
966
$80K ﹤0.01%
15,512
+15,181
967
$80K ﹤0.01%
+1,080
968
$80K ﹤0.01%
+333
969
$80K ﹤0.01%
11,575
-31,179
970
$80K ﹤0.01%
20
-21
971
$79K ﹤0.01%
+4,272
972
$79K ﹤0.01%
+9,725
973
$79K ﹤0.01%
+6,833
974
$79K ﹤0.01%
9,680
-45,890
975
$78K ﹤0.01%
4,681
+2,781