Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
926
$214K ﹤0.01%
45,851
-16,262
927
$214K ﹤0.01%
14,003
+13,932
928
$214K ﹤0.01%
53,052
-3,162
929
$213K ﹤0.01%
9,999
+6,908
930
$212K ﹤0.01%
+6,419
931
$212K ﹤0.01%
+4,146
932
$211K ﹤0.01%
6,241
-3,038
933
$211K ﹤0.01%
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934
$211K ﹤0.01%
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935
$208K ﹤0.01%
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936
$207K ﹤0.01%
28,361
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937
$207K ﹤0.01%
+28,212
938
$206K ﹤0.01%
6,906
+5,528
939
$206K ﹤0.01%
41,860
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940
$206K ﹤0.01%
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941
$206K ﹤0.01%
4,911
+4,567
942
$205K ﹤0.01%
2,309
-3,497
943
$204K ﹤0.01%
+11,963
944
$203K ﹤0.01%
+26,234
945
$203K ﹤0.01%
11,738
-30,394
946
$203K ﹤0.01%
5,087
+5,013
947
$202K ﹤0.01%
+4,348
948
$200K ﹤0.01%
+63,205
949
$200K ﹤0.01%
2,503
+397
950
$199K ﹤0.01%
+6,508