Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
926
$170K ﹤0.01%
58,293
+56,794
927
$169K ﹤0.01%
20,238
+17,328
928
$169K ﹤0.01%
+11,399
929
$168K ﹤0.01%
+45,012
930
$168K ﹤0.01%
47,831
-7,562
931
$168K ﹤0.01%
5,449
+3,935
932
$168K ﹤0.01%
70,694
+49,466
933
$167K ﹤0.01%
22,730
-5,598
934
$167K ﹤0.01%
1,097
+139
935
$167K ﹤0.01%
22,557
+18,556
936
$166K ﹤0.01%
3,709
+1,067
937
$166K ﹤0.01%
12,230
-96,573
938
$166K ﹤0.01%
16,577
-2,847
939
$166K ﹤0.01%
39,195
+38,824
940
$166K ﹤0.01%
+5,480
941
$165K ﹤0.01%
+3,065
942
$165K ﹤0.01%
800
943
$164K ﹤0.01%
11,105
+4,681
944
$164K ﹤0.01%
35,159
+13,163
945
$164K ﹤0.01%
+1,922
946
$164K ﹤0.01%
5,088
+3,043
947
$163K ﹤0.01%
3,596
-1,468
948
$162K ﹤0.01%
39,954
+29,432
949
$161K ﹤0.01%
37,216
+32,463
950
$161K ﹤0.01%
7,519
-7,657