Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
926
$91K ﹤0.01%
6,410
+1,274
927
$91K ﹤0.01%
1,261
+1,114
928
$91K ﹤0.01%
+4,508
929
$90K ﹤0.01%
1,425
-1,081
930
$90K ﹤0.01%
+2,905
931
$89K ﹤0.01%
+2,593
932
$89K ﹤0.01%
+1,728
933
$89K ﹤0.01%
4,161
+1,032
934
$89K ﹤0.01%
+5,634
935
$88K ﹤0.01%
3,851
+3,673
936
$88K ﹤0.01%
4,813
+679
937
$88K ﹤0.01%
1,784
-814
938
$88K ﹤0.01%
12,951
+3,081
939
$87K ﹤0.01%
3,766
+1,460
940
$87K ﹤0.01%
3,442
-8,090
941
$87K ﹤0.01%
1,877
+1,041
942
$87K ﹤0.01%
+5,295
943
$86K ﹤0.01%
16,606
+13,533
944
$86K ﹤0.01%
1,852
-18,864
945
$86K ﹤0.01%
+9,062
946
$86K ﹤0.01%
+2,085
947
$85K ﹤0.01%
+894
948
$85K ﹤0.01%
+5,790
949
$84K ﹤0.01%
+1,162
950
$84K ﹤0.01%
+3,717