Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$638M
AUM Growth
-$63.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,505
New
Increased
Reduced
Closed

Top Sells

1 +$36.1M
2 +$17.9M
3 +$14.9M
4
DIS icon
Walt Disney
DIS
+$14.5M
5
BABA icon
Alibaba
BABA
+$13.3M

Sector Composition

1 Technology 15.08%
2 Communication Services 13.51%
3 Consumer Discretionary 9.68%
4 Healthcare 8.98%
5 Financials 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
926
$38K ﹤0.01%
1,096
+895
927
$38K ﹤0.01%
+952
928
$38K ﹤0.01%
+1,646
929
$38K ﹤0.01%
6,725
-1,913
930
$37K ﹤0.01%
+736
931
$37K ﹤0.01%
929
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932
$37K ﹤0.01%
587
-2,858
933
$37K ﹤0.01%
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934
$37K ﹤0.01%
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$37K ﹤0.01%
1,035
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936
$37K ﹤0.01%
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937
$37K ﹤0.01%
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938
$37K ﹤0.01%
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$36K ﹤0.01%
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$36K ﹤0.01%
266
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$36K ﹤0.01%
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942
$36K ﹤0.01%
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943
$36K ﹤0.01%
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944
$36K ﹤0.01%
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945
$36K ﹤0.01%
+763
946
$36K ﹤0.01%
514
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947
$36K ﹤0.01%
11,804
+4,980
948
$35K ﹤0.01%
+422
949
$35K ﹤0.01%
+750
950
$35K ﹤0.01%
1,063
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