Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
901
$187K ﹤0.01%
+4,450
902
$185K ﹤0.01%
11,010
-1,692
903
$185K ﹤0.01%
+4,594
904
$183K ﹤0.01%
67,042
+59,531
905
$183K ﹤0.01%
+23,986
906
$182K ﹤0.01%
61,508
+36,250
907
$182K ﹤0.01%
575
-629
908
$180K ﹤0.01%
6,588
-8,830
909
$180K ﹤0.01%
26,068
+23,274
910
$180K ﹤0.01%
58,068
-127,942
911
$179K ﹤0.01%
2,909
-21,364
912
$179K ﹤0.01%
3,092
-103,674
913
$178K ﹤0.01%
47,630
+44,875
914
$177K ﹤0.01%
49,764
-7,369
915
$177K ﹤0.01%
72,564
+39,287
916
$177K ﹤0.01%
8,581
+2,720
917
$176K ﹤0.01%
9,524
-1,344
918
$175K ﹤0.01%
1,202
+1,112
919
$175K ﹤0.01%
10,396
-63,291
920
$175K ﹤0.01%
51,376
-18,916
921
$174K ﹤0.01%
+1,178
922
$173K ﹤0.01%
+1,885
923
$173K ﹤0.01%
+2,998
924
$173K ﹤0.01%
1,853
-1,693
925
$173K ﹤0.01%
+2,860