Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
901
$304K ﹤0.01%
+2,987
902
$303K ﹤0.01%
+10,752
903
$302K ﹤0.01%
+20,027
904
$301K ﹤0.01%
4,950
-2,037
905
$299K ﹤0.01%
+170,364
906
$299K ﹤0.01%
555
+281
907
$298K ﹤0.01%
1,495
-12,090
908
$298K ﹤0.01%
19,040
+17,160
909
$296K ﹤0.01%
7,197
-4,786
910
$296K ﹤0.01%
15,297
+15,044
911
$293K ﹤0.01%
+1,883
912
$292K ﹤0.01%
+54,427
913
$291K ﹤0.01%
+21,477
914
$291K ﹤0.01%
16,087
-17,605
915
$290K ﹤0.01%
+8,243
916
$289K ﹤0.01%
12,755
+9,110
917
$289K ﹤0.01%
+2,020
918
$289K ﹤0.01%
+1,692
919
$288K ﹤0.01%
+6,864
920
$286K ﹤0.01%
29,657
+10,497
921
$285K ﹤0.01%
+5,257
922
$285K ﹤0.01%
15,358
-352
923
$284K ﹤0.01%
5,910
-1,445
924
$282K ﹤0.01%
5,790
-19,227
925
$282K ﹤0.01%
3,223
+1,032