Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
876
$204K ﹤0.01%
110,551
+42,608
877
$203K ﹤0.01%
2,742
+2,718
878
$203K ﹤0.01%
5,990
-16,397
879
$202K ﹤0.01%
+40,992
880
$202K ﹤0.01%
+7,203
881
$199K ﹤0.01%
+4,782
882
$198K ﹤0.01%
369
-1,225
883
$198K ﹤0.01%
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884
$197K ﹤0.01%
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$196K ﹤0.01%
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886
$196K ﹤0.01%
6,400
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887
$196K ﹤0.01%
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$194K ﹤0.01%
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889
$193K ﹤0.01%
3,260
-173
890
$193K ﹤0.01%
4,064
-3,319
891
$192K ﹤0.01%
17,044
-11,188
892
$192K ﹤0.01%
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893
$191K ﹤0.01%
5,859
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894
$191K ﹤0.01%
5,453
-1,754
895
$191K ﹤0.01%
2,402
-10,692
896
$190K ﹤0.01%
+30,420
897
$188K ﹤0.01%
+3,905
898
$188K ﹤0.01%
74,289
+66,272
899
$187K ﹤0.01%
25,285
-2,800
900
$187K ﹤0.01%
16,332
-78,956