Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.21B
AUM Growth
+$485M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,622
New
Increased
Reduced
Closed

Top Buys

1 +$117M
2 +$97.6M
3 +$73.4M
4
C icon
Citigroup
C
+$45.8M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$41.5M

Top Sells

1 +$149M
2 +$107M
3 +$58.6M
4
COIN icon
Coinbase
COIN
+$56.5M
5
NVDA icon
NVIDIA
NVDA
+$48.2M

Sector Composition

1 Technology 16.06%
2 Consumer Discretionary 14.45%
3 Communication Services 10.03%
4 Financials 9.44%
5 Healthcare 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
876
$254K ﹤0.01%
12,911
+4,174
877
$254K ﹤0.01%
+3,141
878
$254K ﹤0.01%
9,428
-40,549
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$253K ﹤0.01%
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880
$253K ﹤0.01%
10,588
-113,801
881
$253K ﹤0.01%
+9,010
882
$253K ﹤0.01%
26,767
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883
$252K ﹤0.01%
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$249K ﹤0.01%
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2,282
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$246K ﹤0.01%
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888
$245K ﹤0.01%
11,376
-8,146
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$244K ﹤0.01%
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$243K ﹤0.01%
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892
$243K ﹤0.01%
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$243K ﹤0.01%
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$243K ﹤0.01%
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895
$242K ﹤0.01%
38,523
+9,920
896
$242K ﹤0.01%
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$242K ﹤0.01%
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898
$241K ﹤0.01%
+71,991
899
$241K ﹤0.01%
26,101
+25,868
900
$240K ﹤0.01%
18,061
-17,971