Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
876
$191K ﹤0.01%
6,839
+130
877
$191K ﹤0.01%
6,075
-770
878
$190K ﹤0.01%
+4,203
879
$189K ﹤0.01%
+46,860
880
$189K ﹤0.01%
7,804
+7,044
881
$189K ﹤0.01%
+8,293
882
$189K ﹤0.01%
+9,870
883
$188K ﹤0.01%
7,778
-17,151
884
$188K ﹤0.01%
+2,674
885
$188K ﹤0.01%
12,069
+10,705
886
$187K ﹤0.01%
+11,771
887
$187K ﹤0.01%
18,250
+3,869
888
$186K ﹤0.01%
14,992
+2,567
889
$186K ﹤0.01%
+12,241
890
$186K ﹤0.01%
70,010
+4,610
891
$184K ﹤0.01%
3,401
+2,018
892
$184K ﹤0.01%
1,070
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893
$183K ﹤0.01%
4,477
-7,000
894
$183K ﹤0.01%
+11,330
895
$182K ﹤0.01%
+3,284
896
$182K ﹤0.01%
2,457
-39
897
$181K ﹤0.01%
3,040
-387
898
$181K ﹤0.01%
55,071
-125,668
899
$181K ﹤0.01%
12,883
-28,563
900
$181K ﹤0.01%
35,479
+6,685