Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
876
$387K ﹤0.01%
35,653
+14,156
877
$386K ﹤0.01%
+19,602
878
$386K ﹤0.01%
+34,584
879
$384K ﹤0.01%
8,104
-29,793
880
$383K ﹤0.01%
82,722
+24,759
881
$381K ﹤0.01%
2,392
+2,305
882
$380K ﹤0.01%
15,077
+14,636
883
$380K ﹤0.01%
+48,429
884
$379K ﹤0.01%
24,028
+15,362
885
$377K ﹤0.01%
+42,556
886
$377K ﹤0.01%
+3,916
887
$377K ﹤0.01%
3,629
+641
888
$375K ﹤0.01%
+3,912
889
$375K ﹤0.01%
+11,115
890
$375K ﹤0.01%
+31,837
891
$375K ﹤0.01%
+15,972
892
$374K ﹤0.01%
93,739
+72,929
893
$371K ﹤0.01%
+5,310
894
$371K ﹤0.01%
+8,108
895
$370K ﹤0.01%
22,347
+17,857
896
$369K ﹤0.01%
+27,657
897
$369K ﹤0.01%
17,329
+14,993
898
$367K ﹤0.01%
1,504
+971
899
$367K ﹤0.01%
96,296
-65,865
900
$365K ﹤0.01%
15,749
+2,171