Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
876
$105K ﹤0.01%
23,634
-143,075
877
$104K ﹤0.01%
6,318
+437
878
$104K ﹤0.01%
4,788
+1,592
879
$104K ﹤0.01%
17,641
-17,936
880
$103K ﹤0.01%
2,660
+1,200
881
$103K ﹤0.01%
961
+406
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$102K ﹤0.01%
+2,648
883
$101K ﹤0.01%
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884
$100K ﹤0.01%
32,720
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$100K ﹤0.01%
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$100K ﹤0.01%
897
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$99K ﹤0.01%
22,453
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$98K ﹤0.01%
7,093
-20,576
890
$98K ﹤0.01%
88
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489
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$98K ﹤0.01%
1,344
-5,246
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$97K ﹤0.01%
5,062
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$97K ﹤0.01%
1,079
+988
895
$97K ﹤0.01%
6,126
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896
$96K ﹤0.01%
+1,617
897
$96K ﹤0.01%
2,281
-4,050
898
$96K ﹤0.01%
6,589
+5,198
899
$96K ﹤0.01%
22,751
+9,411
900
$95K ﹤0.01%
+2,267