Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
851
$262K ﹤0.01%
+5,450
852
$262K ﹤0.01%
+2,261
853
$261K ﹤0.01%
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854
$260K ﹤0.01%
+1,745
855
$258K ﹤0.01%
7,392
+7,385
856
$257K ﹤0.01%
69,479
+51,982
857
$257K ﹤0.01%
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858
$256K ﹤0.01%
83,616
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$256K ﹤0.01%
46,381
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$255K ﹤0.01%
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$255K ﹤0.01%
22,456
-73,665
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$255K ﹤0.01%
2,727
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863
$255K ﹤0.01%
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864
$255K ﹤0.01%
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865
$254K ﹤0.01%
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$254K ﹤0.01%
+11,269
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$253K ﹤0.01%
9,354
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$251K ﹤0.01%
32,326
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$251K ﹤0.01%
14,164
-3,571
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$250K ﹤0.01%
30,121
+11,150
871
$250K ﹤0.01%
+11,109
872
$249K ﹤0.01%
9,794
+5,724
873
$249K ﹤0.01%
48,261
-23,800
874
$249K ﹤0.01%
5,929
-4,418
875
$248K ﹤0.01%
2,942
-12,714