Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
851
$226K ﹤0.01%
+1,082
852
$223K ﹤0.01%
44,252
+26,900
853
$223K ﹤0.01%
8,995
+8,965
854
$223K ﹤0.01%
15,351
+12,232
855
$222K ﹤0.01%
3,757
-164
856
$222K ﹤0.01%
45,318
+21,804
857
$220K ﹤0.01%
25,377
+2,062
858
$219K ﹤0.01%
+2,620
859
$218K ﹤0.01%
11,726
+8,282
860
$216K ﹤0.01%
20,250
-54,345
861
$216K ﹤0.01%
2,950
+1,600
862
$215K ﹤0.01%
46,344
+22,913
863
$215K ﹤0.01%
+8,081
864
$215K ﹤0.01%
+7,427
865
$214K ﹤0.01%
15,454
-14,241
866
$213K ﹤0.01%
33,517
-59,831
867
$213K ﹤0.01%
+8,622
868
$212K ﹤0.01%
4,300
-14,501
869
$212K ﹤0.01%
8,692
+4,914
870
$211K ﹤0.01%
98,386
+52,845
871
$210K ﹤0.01%
40,141
+3,502
872
$208K ﹤0.01%
+15,558
873
$208K ﹤0.01%
4,578
+4,239
874
$206K ﹤0.01%
+12,643
875
$205K ﹤0.01%
+8,802