Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
851
$152K ﹤0.01%
+7,059
852
$152K ﹤0.01%
4,347
+3,907
853
$151K ﹤0.01%
+2,068
854
$151K ﹤0.01%
16,405
+2,070
855
$150K ﹤0.01%
881
-300
856
$150K ﹤0.01%
+8,903
857
$150K ﹤0.01%
2,368
+1,748
858
$149K ﹤0.01%
2,532
-4,937
859
$148K ﹤0.01%
5,342
-2,528
860
$148K ﹤0.01%
6,225
+5,503
861
$148K ﹤0.01%
5,822
-1,638
862
$148K ﹤0.01%
+1,131
863
$148K ﹤0.01%
+3,854
864
$148K ﹤0.01%
+80,177
865
$147K ﹤0.01%
4,525
-1,429
866
$147K ﹤0.01%
28,574
+23,635
867
$147K ﹤0.01%
12,071
+3,048
868
$146K ﹤0.01%
15,845
-25,948
869
$146K ﹤0.01%
1,881
-6,859
870
$145K ﹤0.01%
+1,523
871
$145K ﹤0.01%
+833
872
$145K ﹤0.01%
3,756
+2,755
873
$145K ﹤0.01%
17,156
+4,041
874
$144K ﹤0.01%
+889
875
$144K ﹤0.01%
20,250
+12,278