Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
851
$111K ﹤0.01%
4,484
-268
852
$111K ﹤0.01%
+3,207
853
$110K ﹤0.01%
3,454
+2,876
854
$110K ﹤0.01%
+1,081
855
$110K ﹤0.01%
28,862
+28,125
856
$110K ﹤0.01%
+5,266
857
$110K ﹤0.01%
13,203
-8,413
858
$110K ﹤0.01%
+2,387
859
$110K ﹤0.01%
1,411
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$110K ﹤0.01%
1,985
-2,132
861
$109K ﹤0.01%
+12,657
862
$109K ﹤0.01%
1,695
+682
863
$108K ﹤0.01%
+4,502
864
$108K ﹤0.01%
+2,002
865
$108K ﹤0.01%
1,385
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866
$107K ﹤0.01%
838
-4,621
867
$107K ﹤0.01%
1,362
+178
868
$107K ﹤0.01%
5,504
+4,770
869
$106K ﹤0.01%
6,076
+5,439
870
$106K ﹤0.01%
7,359
+7,312
871
$106K ﹤0.01%
6,163
+5,930
872
$105K ﹤0.01%
2,243
-1,694
873
$105K ﹤0.01%
3,322
+2,864
874
$105K ﹤0.01%
4,577
+425
875
$105K ﹤0.01%
21,930
-20,426