Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
826
$164K ﹤0.01%
18,603
+17,791
827
$163K ﹤0.01%
+15,416
828
$163K ﹤0.01%
11,619
+4,827
829
$163K ﹤0.01%
5,274
+2,561
830
$162K ﹤0.01%
4,241
+3,712
831
$162K ﹤0.01%
10,521
+122
832
$161K ﹤0.01%
+1,954
833
$161K ﹤0.01%
+29,480
834
$161K ﹤0.01%
4,211
-17,703
835
$161K ﹤0.01%
44,694
-13,111
836
$160K ﹤0.01%
7,000
-10,038
837
$160K ﹤0.01%
3,630
-4,956
838
$160K ﹤0.01%
10,134
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839
$160K ﹤0.01%
4,493
+193
840
$159K ﹤0.01%
+2,600
841
$158K ﹤0.01%
14,549
-17,550
842
$158K ﹤0.01%
6,235
+4,201
843
$157K ﹤0.01%
66,032
+7,292
844
$156K ﹤0.01%
170
845
$156K ﹤0.01%
2,272
+274
846
$155K ﹤0.01%
24,926
-1,936
847
$155K ﹤0.01%
30,489
+22,773
848
$154K ﹤0.01%
15,361
-16,259
849
$153K ﹤0.01%
+1,932
850
$153K ﹤0.01%
+1,182