Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
826
$120K ﹤0.01%
3,188
-11,917
827
$119K ﹤0.01%
5,048
-3,304
828
$119K ﹤0.01%
6,765
+938
829
$119K ﹤0.01%
3,008
+1,924
830
$118K ﹤0.01%
+8,658
831
$118K ﹤0.01%
51,640
+33,954
832
$118K ﹤0.01%
+9,355
833
$118K ﹤0.01%
+8,445
834
$118K ﹤0.01%
+672
835
$117K ﹤0.01%
+34,239
836
$117K ﹤0.01%
+3,781
837
$117K ﹤0.01%
+14,596
838
$116K ﹤0.01%
17,709
-40,781
839
$114K ﹤0.01%
+5,271
840
$114K ﹤0.01%
+998
841
$114K ﹤0.01%
16,885
-124,620
842
$112K ﹤0.01%
6,310
+6,210
843
$112K ﹤0.01%
21,363
+18,245
844
$112K ﹤0.01%
+3,539
845
$111K ﹤0.01%
+4,371
846
$111K ﹤0.01%
+2,698
847
$111K ﹤0.01%
2,346
-20,336
848
$111K ﹤0.01%
13,770
+2,805
849
$111K ﹤0.01%
+5,209
850
$111K ﹤0.01%
3,771
+2,764