Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.43B
AUM Growth
+$219M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,539
New
Increased
Reduced
Closed

Top Buys

1 +$93.9M
2 +$89.5M
3 +$66.7M
4
INTC icon
Intel
INTC
+$60.2M
5
META icon
Meta Platforms (Facebook)
META
+$52.5M

Top Sells

1 +$146M
2 +$109M
3 +$81.8M
4
DIS icon
Walt Disney
DIS
+$80.2M
5
C icon
Citigroup
C
+$55.3M

Sector Composition

1 Technology 19.03%
2 Healthcare 13.86%
3 Consumer Discretionary 12.44%
4 Industrials 8.48%
5 Communication Services 7.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
801
$312K ﹤0.01%
50,679
+40,321
802
$312K ﹤0.01%
1,253
-22,859
803
$312K ﹤0.01%
+65,504
804
$311K ﹤0.01%
119,194
+12,069
805
$310K ﹤0.01%
5,345
-4,471
806
$310K ﹤0.01%
9,649
+1,147
807
$309K ﹤0.01%
+22,132
808
$309K ﹤0.01%
49,189
+25,437
809
$308K ﹤0.01%
4,807
-11,217
810
$308K ﹤0.01%
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811
$307K ﹤0.01%
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812
$307K ﹤0.01%
33,841
-25,274
813
$306K ﹤0.01%
+3,373
814
$306K ﹤0.01%
+12,495
815
$305K ﹤0.01%
93,465
+71,887
816
$305K ﹤0.01%
186,557
+125,951
817
$305K ﹤0.01%
+165,055
818
$302K ﹤0.01%
+21,454
819
$302K ﹤0.01%
+11,493
820
$298K ﹤0.01%
+35,670
821
$298K ﹤0.01%
21,255
+1,022
822
$297K ﹤0.01%
67,801
+63,373
823
$297K ﹤0.01%
+13,720
824
$297K ﹤0.01%
113,118
-224,775
825
$296K ﹤0.01%
59,526
+54,944