Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
801
$176K ﹤0.01%
2,456
-1,765
802
$176K ﹤0.01%
+2,347
803
$176K ﹤0.01%
+25,094
804
$175K ﹤0.01%
3,077
-10,804
805
$175K ﹤0.01%
16,275
-4,339
806
$175K ﹤0.01%
+11,214
807
$175K ﹤0.01%
36,296
+25,722
808
$174K ﹤0.01%
739
-21,172
809
$174K ﹤0.01%
26,910
+21,016
810
$173K ﹤0.01%
+7,702
811
$172K ﹤0.01%
11,560
-17,270
812
$172K ﹤0.01%
+10,382
813
$172K ﹤0.01%
+6,821
814
$171K ﹤0.01%
+7,397
815
$170K ﹤0.01%
+9,156
816
$169K ﹤0.01%
+2,399
817
$169K ﹤0.01%
7,278
-3,343
818
$167K ﹤0.01%
+15,425
819
$167K ﹤0.01%
4,262
-6,648
820
$166K ﹤0.01%
12,582
-2,195
821
$165K ﹤0.01%
+11,980
822
$165K ﹤0.01%
+2,628
823
$164K ﹤0.01%
4,523
-7,899
824
$164K ﹤0.01%
17,028
-4,160
825
$164K ﹤0.01%
+1,720