Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
801
$127K ﹤0.01%
29,047
+11,406
802
$127K ﹤0.01%
12,760
+5,360
803
$126K ﹤0.01%
+1,496
804
$126K ﹤0.01%
1,872
+1,483
805
$125K ﹤0.01%
+7,266
806
$125K ﹤0.01%
5,455
-56,210
807
$125K ﹤0.01%
6,020
+4,790
808
$125K ﹤0.01%
10,237
-13,352
809
$124K ﹤0.01%
954
-67
810
$124K ﹤0.01%
2,551
+164
811
$123K ﹤0.01%
959
-268
812
$123K ﹤0.01%
4,466
+3,150
813
$123K ﹤0.01%
+4,073
814
$122K ﹤0.01%
+1,490
815
$122K ﹤0.01%
7,244
-4,344
816
$122K ﹤0.01%
6,351
-4,151
817
$122K ﹤0.01%
42,263
-32,414
818
$122K ﹤0.01%
+1,611
819
$121K ﹤0.01%
21,729
-515
820
$121K ﹤0.01%
9,798
-13,425
821
$118K ﹤0.01%
4,084
+3,760
822
$118K ﹤0.01%
+1,230
823
$117K ﹤0.01%
17,069
+11,396
824
$117K ﹤0.01%
7,127
+4,585
825
$117K ﹤0.01%
4,292
+109