Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
776
$334K ﹤0.01%
9,530
+6,525
777
$334K ﹤0.01%
137,030
-277,687
778
$334K ﹤0.01%
13,447
-28,169
779
$333K ﹤0.01%
+15,396
780
$333K ﹤0.01%
13,108
-28,723
781
$330K ﹤0.01%
+8,533
782
$330K ﹤0.01%
8,527
+7,707
783
$329K ﹤0.01%
89,965
+9,560
784
$327K ﹤0.01%
81,635
+56,667
785
$327K ﹤0.01%
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786
$327K ﹤0.01%
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787
$326K ﹤0.01%
23,311
+18,666
788
$326K ﹤0.01%
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789
$322K ﹤0.01%
21,463
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790
$320K ﹤0.01%
+93,350
791
$315K ﹤0.01%
170,714
+105,200
792
$315K ﹤0.01%
+33,568
793
$314K ﹤0.01%
125,121
-53,758
794
$314K ﹤0.01%
3,215
-7,091
795
$313K ﹤0.01%
+7,419
796
$312K ﹤0.01%
+1,770
797
$312K ﹤0.01%
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798
$311K ﹤0.01%
+5,331
799
$309K ﹤0.01%
12,954
-5,301
800
$309K ﹤0.01%
+67,475