Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
776
$255K ﹤0.01%
58,160
+57,590
777
$253K ﹤0.01%
53,283
+49,686
778
$251K ﹤0.01%
2,197
+1,897
779
$251K ﹤0.01%
+26,824
780
$250K ﹤0.01%
33,420
+25,473
781
$250K ﹤0.01%
4,745
+4,447
782
$249K ﹤0.01%
25,743
-110,954
783
$249K ﹤0.01%
9,434
-18,252
784
$249K ﹤0.01%
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785
$248K ﹤0.01%
51,436
+16,364
786
$247K ﹤0.01%
13,372
+8,466
787
$247K ﹤0.01%
97,796
-29,073
788
$246K ﹤0.01%
7,437
-10,460
789
$246K ﹤0.01%
3,514
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790
$246K ﹤0.01%
8,634
-55,588
791
$245K ﹤0.01%
47,546
-4,082
792
$245K ﹤0.01%
7,645
-27,409
793
$244K ﹤0.01%
7,560
+5,715
794
$244K ﹤0.01%
9,039
-8,710
795
$243K ﹤0.01%
18,427
-113,857
796
$243K ﹤0.01%
15,184
+473
797
$241K ﹤0.01%
3,506
-2,919
798
$240K ﹤0.01%
11,776
+10,864
799
$240K ﹤0.01%
13,580
-38,101
800
$237K ﹤0.01%
9,701
-12,617