Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
776
$195K ﹤0.01%
7,363
+2,098
777
$194K ﹤0.01%
46,560
+29,927
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$193K ﹤0.01%
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779
$193K ﹤0.01%
+6,231
780
$192K ﹤0.01%
+1,933
781
$191K ﹤0.01%
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782
$189K ﹤0.01%
69,853
-101,807
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$189K ﹤0.01%
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784
$189K ﹤0.01%
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$189K ﹤0.01%
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786
$188K ﹤0.01%
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$187K ﹤0.01%
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$186K ﹤0.01%
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$185K ﹤0.01%
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$185K ﹤0.01%
20,558
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$184K ﹤0.01%
39,582
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$181K ﹤0.01%
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793
$181K ﹤0.01%
5,174
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$180K ﹤0.01%
4,101
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795
$180K ﹤0.01%
553
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796
$179K ﹤0.01%
343
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797
$178K ﹤0.01%
3,729
-18,528
798
$177K ﹤0.01%
8,733
+8,616
799
$177K ﹤0.01%
+13,364
800
$177K ﹤0.01%
+4,308