Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
776
$135K ﹤0.01%
3,755
+2,708
777
$134K ﹤0.01%
28,352
+24,363
778
$134K ﹤0.01%
+4,625
779
$134K ﹤0.01%
1,729
+1,244
780
$134K ﹤0.01%
21,149
+18,894
781
$133K ﹤0.01%
+7,179
782
$133K ﹤0.01%
13,948
+4,296
783
$132K ﹤0.01%
3,060
-33,206
784
$132K ﹤0.01%
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785
$131K ﹤0.01%
2,783
+1,583
786
$131K ﹤0.01%
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787
$131K ﹤0.01%
16,431
-55,438
788
$130K ﹤0.01%
+2,967
789
$130K ﹤0.01%
+4,326
790
$130K ﹤0.01%
10,167
-26,140
791
$129K ﹤0.01%
7,770
-1,629
792
$129K ﹤0.01%
+9,074
793
$129K ﹤0.01%
+81
794
$128K ﹤0.01%
3,792
-3,852
795
$128K ﹤0.01%
+1,295
796
$128K ﹤0.01%
5,196
+2,419
797
$127K ﹤0.01%
+2,341
798
$127K ﹤0.01%
+399
799
$127K ﹤0.01%
+17,876
800
$127K ﹤0.01%
28,541
+11,811