Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$775M
AUM Growth
+$274M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,373
New
Increased
Reduced
Closed

Top Buys

1 +$54.1M
2 +$28.6M
3 +$16.5M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$10.3M

Top Sells

1 +$9.89M
2 +$8.52M
3 +$5.22M
4
INTC icon
Intel
INTC
+$4.74M
5
WBA
Walgreens Boots Alliance
WBA
+$4.67M

Sector Composition

1 Communication Services 22.01%
2 Technology 15.83%
3 Healthcare 11.95%
4 Consumer Discretionary 9.73%
5 Financials 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
776
$71K 0.01%
635
-317
777
$71K 0.01%
+1,528
778
$71K 0.01%
994
-7,214
779
$70K 0.01%
13,620
+8,608
780
$70K 0.01%
2,033
+1,983
781
$70K 0.01%
+2,835
782
$69K 0.01%
+1,885
783
$69K 0.01%
+3,224
784
$69K 0.01%
1,559
+1,164
785
$69K 0.01%
+3,532
786
$69K 0.01%
2,580
+594
787
$69K 0.01%
1,096
+384
788
$69K 0.01%
+1,485
789
$68K 0.01%
4,567
+2,977
790
$68K 0.01%
5,239
+4,812
791
$68K 0.01%
+38
792
$68K 0.01%
+711
793
$68K 0.01%
419
+220
794
$68K 0.01%
2,347
-2,753
795
$68K 0.01%
903
-501
796
$68K 0.01%
1,654
+942
797
$67K 0.01%
500
+258
798
$67K 0.01%
2,271
-10,421
799
$67K 0.01%
898
+682
800
$67K 0.01%
3,748
-3,957