Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
751
$300K ﹤0.01%
34,656
-13,101
752
$300K ﹤0.01%
5,485
+310
753
$298K ﹤0.01%
+14,119
754
$294K ﹤0.01%
+39,896
755
$294K ﹤0.01%
+11,804
756
$294K ﹤0.01%
9,699
+7,192
757
$292K ﹤0.01%
6,759
+6,365
758
$291K ﹤0.01%
+11,716
759
$289K ﹤0.01%
30,928
+26,637
760
$289K ﹤0.01%
+14,814
761
$289K ﹤0.01%
+35,592
762
$288K ﹤0.01%
29,977
-94,141
763
$288K ﹤0.01%
+12,921
764
$287K ﹤0.01%
+3,356
765
$286K ﹤0.01%
+14,510
766
$285K ﹤0.01%
+20,034
767
$285K ﹤0.01%
102,562
+42,101
768
$284K ﹤0.01%
+5,474
769
$283K ﹤0.01%
+3,805
770
$282K ﹤0.01%
30,925
+12,020
771
$282K ﹤0.01%
+42,539
772
$280K ﹤0.01%
43,218
+22,855
773
$280K ﹤0.01%
45,835
-40,082
774
$279K ﹤0.01%
6,514
-5,813
775
$278K ﹤0.01%
60,243
-35,230