Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
751
$607K ﹤0.01%
12,975
+2,766
752
$607K ﹤0.01%
2,520
753
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12,122
+5,118
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$606K ﹤0.01%
16,741
755
$606K ﹤0.01%
65,900
+1,665
756
$603K ﹤0.01%
7,209
-100
757
$603K ﹤0.01%
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758
$602K ﹤0.01%
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$599K ﹤0.01%
57,963
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761
$596K ﹤0.01%
19,605
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762
$596K ﹤0.01%
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$595K ﹤0.01%
48,277
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764
$595K ﹤0.01%
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$593K ﹤0.01%
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766
$592K ﹤0.01%
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7,029
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$586K ﹤0.01%
8,752
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769
$585K ﹤0.01%
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$585K ﹤0.01%
59,861
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$584K ﹤0.01%
4,791
-1,000
772
$583K ﹤0.01%
9,921
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773
$582K ﹤0.01%
91,024
-50,523
774
$581K ﹤0.01%
28,282
+960
775
$581K ﹤0.01%
5,906
-904