Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
751
$207K ﹤0.01%
257
+197
752
$205K ﹤0.01%
9,866
+5,699
753
$205K ﹤0.01%
1,092
+754
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$204K ﹤0.01%
2,985
+2,922
755
$203K ﹤0.01%
39,902
-28,152
756
$203K ﹤0.01%
1,772
+1,424
757
$203K ﹤0.01%
12,681
+4,376
758
$202K ﹤0.01%
79,785
+10,323
759
$202K ﹤0.01%
983
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760
$202K ﹤0.01%
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761
$202K ﹤0.01%
6,972
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762
$201K ﹤0.01%
9,832
+9,782
763
$200K ﹤0.01%
14,062
+3,453
764
$200K ﹤0.01%
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765
$200K ﹤0.01%
8,879
+2,073
766
$199K ﹤0.01%
14,910
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767
$199K ﹤0.01%
+6,640
768
$198K ﹤0.01%
34,808
-11,827
769
$198K ﹤0.01%
13,511
-5,076
770
$198K ﹤0.01%
+14,914
771
$198K ﹤0.01%
+11,023
772
$198K ﹤0.01%
5,246
-51,122
773
$197K ﹤0.01%
5,688
-16,274
774
$197K ﹤0.01%
+9,985
775
$196K ﹤0.01%
+71,743